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Learning objective

See when early exercise of an American option beats holding it.

At every node, compare the exercise value (intrinsic payoff today) with the continuation value (discounted risk-neutral expectation of waiting). The American holder takes the larger of the two: max(exercise, continuation). Nodes where exercising wins are the early-exercise region.

Type
Steps
100.0015.28134.995.6474.0826.90182.210.00100.0012.0954.8845.12245.960.00134.990.0074.0825.9240.6659.34332.010.00182.210.00100.000.0054.8845.1230.1269.88
Top number in each circle is the asset price $; below it is the American value $. Green nodes are where exercising now beats holding. The gold ring is today (root).
American put value today
$15.28
American value$15.28
European value$12.18
Early-exercise premium$3.10
EEP = VAm − VEu ≥ 0 · 25.4% of European value
Early-exercise nodes3
Spot S₀$100
Strike K$100
Volatility σ30%
Rate r / step5.0%
Try this
Discussion

Start from the deep-ITM put and slowly raise the spot toward the strike. The green region shrinks and the premium falls — why does early exercise stop paying as the put moves out of the money? Now switch to a call: no node ever turns green and the premium sits at ≈ 0. What does Merton (1973) say about a call on a non-dividend stock, and how would a discrete dividend change that answer?

Cox–Ross–Rubinstein lattice with one period per step (Δt = 1): u = eσ√Δt, d = 1/u, p = (erΔt − d)/(u − d). At each node continuation = e−rΔt[p·Vup + (1−p)·Vdown], exercise = max(payoff, 0), American = max(exercise, continuation). The European value reprices the same tree with no early-exercise test, so VAm ≥ VEualways holds. No dividends modelled.

American vs European OptionsOpen in Dr Phil's Quant Lab ↗